Business Record Keeping Obligations

At Blackwood Bookkeeping Solutions, we believe well-maintained business records are essential not only for compliance, but for clarity, control, and confidence in your financial decisions. As a business owner, it’s your responsibility to keep accurate records for tax, GST, payroll, and other regulatory purposes – and to keep them secure and accessible.

Why It Matters

Australian tax law requires businesses to retain comprehensive records that explain income, expenses, and payroll – even if those transactions are small. These records are your proof of compliance and will be critical in the event of an audit or review.

How Long Should You Keep Records?

  • General business records: At least 5 years from the date of your tax return lodgement.

  • Payroll records: 7 years from the end of the financial year.

  • Superannuation records: 7 years.

  • Digital or paper: Both are acceptable, provided they are secure, legible, in English, and readily retrievable.

Types of Records You Must Keep

Tax & GST Records

  • Valid sales invoices, tax invoices and receipts

  • Bank statements, credit card statements, cheque butts

  • Purchase records including proof of payment and calculations for private use

  • End of year documents like stocktake reports, depreciation schedules, motor vehicle records, and capital purchases

Payroll Records

(Much of this should be stored in your payroll system)

  • Employee details including date of birth, start date, and employment status

  • Pay rates, bonuses, superannuation contributions, and leave records

  • Timesheets, rosters, overtime, and hours worked

  • Termination documents, including reason, process and final payment details

Additional Records

  • Fuel tax credits, capital gains, BAS amendments

  • Documents relating to business sale or purchase

  • Evidence of BAS lodgements

  • Contracts, agreements, licences and ATO correspondence

What Role Does Your Bookkeeper Play?

At Blackwood Bookkeeping Solutions, we tailor our engagement to your needs and responsibilities:

Level 1 – Full Record Keeping & Processing

We manage and validate all source documents and ensure all claims (e.g. GST) meet ATO requirements.

Level 2 – Transaction Processing (You Maintain Records)

We process based on documents you provide. You’re responsible for ensuring compliant record keeping.

Level 3 – Review & Reconciliation

We review accounts for sense and accuracy but do not validate source documents.

Level 4 – BAS Preparation

If we’re assisting with BAS lodgement, we will clarify the level of review required (from high-level to full documentation checks). As registered BAS Agents, we must take reasonable care and may decline to lodge where documentation is insufficient.

Record Keeping Checklist

Use the checklist below to assess whether your business records are complete and compliant.

RecordsFormatAction Required
Business DetailsBusiness name and structure, ABN, TFN, contact infoEnsure all details are up to date and accessible
Financial StatementsProfit and loss, balance sheet, cash flowPrepare and review regularly
Income RecordsSales, interest, dividendsRetain invoices and supporting documents
Expense RecordsInvoices, receipts, rent, utilities, employee reimbursementsRetain and categorise for deductions
Payroll RecordsEmployee data, TFN, contracts, hours, payslipsMaintain through compliant payroll software
Superannuation records, leave, termination, fringe benefitsEnsure all relevant entitlements and obligations are tracked
Bank ReconciliationMonthly bank statements, reconciliations, discrepancy notesPerform and save monthly
End of Year RecordsAsset purchase records, stocktakes, depreciation schedules, share transactionsCompile at financial year-end
GST & BAS RecordsGST on sales/purchases, BAS prep and lodgementsMaintain for each BAS period
Other RecordsFuel tax credits, CGT, business sale/purchase, licensesRetain documents and working papers
Deduction DocumentationReceipts and proof for deductible itemsFile and categorise clearly
Software & SystemsAccounting software, data backups, security protocolsMaintain access and documentation

Clarity Through Communication

Who is responsible for what? The level of involvement you require from us will directly influence:

  • The extent of our record-checking obligations

  • How we prepare your reports and submissions

  • The overall service fee

These expectations are outlined clearly in our Engagement Agreement and reviewed regularly.

Final Note

Claiming GST or deductions? You’ll need:

  • Valid tax invoices, or

  • Other substantiating records (for amounts <$82.50)

Even minor oversights can lead to serious consequences. Our systems, including our Terms of Engagement, Policy Statement, and QMS, are designed to help your business stay compliant with confidence.

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